HomeMy WebLinkAboutPremium Conversion Plan· CITY OF
dkSHLAND
Council Communication
Title: Resolution adopting a Premium Conversion Plan for employees and authorization
for the Interim City Administrator to sign the Personal Choice Account
Agreement.
Dept: Administration
Date: December 10, 2002
Submitted By: Tina Gray, Administrative Services/HR Manager /~
Approved By: Brian Almquis~l~_~
Synopsis:
The City has taken a proactive approach toward containment of employee benefit costs through an
employee cost share. Beginning on January 1, 2003, all non-represented management employees and
members of the International Brotherhood of Electrical Workers (IBEW) will pay 5% of their monthly
health insurance premium. As labor negotiations ensue with the other bargaining units, the city will
work toward attaining a similar cost-share arrangement.
To make the cost share as palatable as possible to the affected employee groups, the city can offer a pre-
tax program called the Personal Choice Account (PCA). The Personal Choice Account is an IRS-
sanctioned program that provides a mechanism to allow the 5% contribution to be deducted from
employee's gross wages before taxes are deducted. Employee participation in the pre-tax program is
optional, but the 5% employee cost share is non-negotiable. Employees who opt to participate in the
Personal Choice Account will benefit through pre-tax savings and less out-of-pocket cost for their health
benefits.
Recommendation:
Staff recommends the Council adopt a resolution establishing a premium conversion plan for employees
who are required to pay for a portion of their monthly health insurance premiums and authorize the
Interim City Administrator to sign the Personal Choice Account Agreement.
Fiscal Impact:
The initial set-up cost for Administration of the plan is $300.00, and renewal each year thereafter is
$150.00. Establishing this program will not result in any fiscal impact. In fact, the city will realize
substantial cost savings in the first year, with just the Management and IBEW employees participating.
In addition to the $27,667.80 that will be generated by the employee's 5% contributions to health
insurance, the city will save an additional 8% in payroll taxes on the money that is taken out pre-tax for
the employee's contribution. As other employee groups begin to pay a percentage of their health
insurance, the savings to the city will increase.
Background:
It is anticipated that rising health insurance rates will be a central factor in future labor negotiations. By
putting a pre-tax foundation in place, it softens the financial impact to the employee and puts the city on
the path to current and future cost containment on health benefits.
RESOLUTION NO. 2002-
RESOLUTION OF THE CITY OF ASHLAND ADOPTING
A
A PREMIUM CONVERSION PLAN FOR ITS EMPLOYEES
Rentals:
A. The governing body of the City of Ashland (City) finds and determine=; that it is in
the interest of the City and the City's employees that the City offer an Internal
Revenue Code Section 125 Premium Conversion Plan to its employees; and
B. The Premium Conversion Plan, set forth in Exhibit "A" (hereafter "the Plan")
provides sufficient flexibility to permit employees of the City to select )enefits that
most suit their needs by providing a choice between cash wages andithe option
to set aside wages to cover premiums in order to cover their insumnce
contributions; and
C. The Plan as set forth will allow the employees and the City to establish a
partnership to educate employees and their families about appmpdatle health
care utilization and to sham responsibility for health care.
THE CITY COUNCIL OF THE CITY OF ASHLAND, OREGON, RESOLVES;
SECTION 1. That the governing body of the City hereby adopts the Premium
Conversion Plan attached hereto as Exhibit "A" and fully incorporated by reflerence.
SECTION 2. This resolution takes effect upon signing by the Mayor.
This resolution was read by title only in accordance with Ashland Municipal Code
§2.04.090 duly PASSED and ADOPTED this~ day of December, 2002.
ATTEST:
Barbara Christensen, City Recorder
SIGNED and APPROVED this~ day of ,2002..
Alan W. DeBoer, MayOr
Reviewed as to form:
Paul Nolte, City Attorney
Reso re Conversion Plan foe employees.doc
PERSONAL CHOICE ACCOUNT
ADMINISTRATION AGREEMENT
THIS AGREEMENT is made and entered into between Associated Administrators, Inc., ("AAI")
and City of Ashland ("Employer").
RECITALS
A. Employer has adopted a salary reduction employee benefit plan which is intended to be a
cafeteria plan under Section 125 of the Internal Revenue Code of 1986, as amended; and
B. Employer desires that AAI help administer the plan by providing Employer its package of
services and materials collectively known as the "Personal Choice Account", as hereinafter set
forth.
AGREEMENT
IN CONSIDERATION of the mutual covenants contained in this agreement, AAI and Employer
agree as follows:
1. SpendinR Accounts. AAI agrees to provide administrative services for the following
options (as checked)included in Employer's Personal Choice Account:
I~ Group Insurance Premium
r"-I Dependent Care Spending Account
I--] Health Care Spending Account
2. Definitions.
a. The "Committee" is Employer's Employee Benefits Committee designated by
Employer to be the Plan Administrator.
b. The "Plan" is Employer's Personal Choice Account Plan and the EBS Health
Expense Layaway Plan for which AAI will provide services and materials specified
by this Agreement and that agreement between EBS and Associated
Administrators, Inc.
c. The "Initial Plan Year" commences on 01-01-03 and ends on 07-31-03.
d. A "Renewal Plan Year" is a twelve (12) month period which follows the Initial Plan
Year or any Renewal Plan Year.
e. "Participant" is a non-represented employee, employee represented by IBEW, or
the employee's eligible dependent who is enrolled for benefits available under the
Employer's Personal Choice Account Plan.
3. Plan Installation Services. AAI will assist Employer in installing its Personal Choice
Account by providing the following materials and services:
a. Provide for Employer's guidance a Model Plan Document and Employee Summary
Plan Description.
PAGE 1 - PERSONAL CHOICE ACCOUNT ADMINISTRATION AGREEMENT
b. Perform required Nondiscrimination Tests, inform Employer of the results and
suggest methods for eliminating discrimination, both initially and lat~ ~r in the plan
year if requested.
4. Enrollment and Plan Materials. AAI will provide sufficient quantities of the following for
Employer's use:
a. Enrollment Affidavits;
b. Status Change Forms;
5. Administrative Services. AAI shall perform the following administrative services:
a. Provide a processing unit to give direct service to Partidpants;
b. Provide a toll-free telephone number for inquiries by Participants;
c. Accumulate basic statistics; and
6. Reports. Upon request AAI shall provide the following reports at a reasonal:~le frequency
within ten (10) days after the end of a pedod for which a report is due.
a. Employer Reports.
1) Account Summaries;
2) Annual Activity Analysis;
3) Activity Detail Listing;
4) Enrollment Confirmation Summary;
b. Participation Reports.
1) Enrollment Confirmation Statement;
7. Duties of the Employer.
a. Employer shall report to AAI all Participants who are to be added to or~eleted from
the Plan by the last day of the month in which the additions or deletion$occur.
b. Employer shall provide for AAI all information necessary to perform i its duties in
accordance with this Agreement.
8. Fees.
a. In consideration of the services performed and the materials provided by AAI under
this Agreement, Employer will pay AAI the following fees:
1) A Set-up Fee in the amount of $300.00 for the Initial Plan Year and a
Renewal Fee in the amount of $150.00 for any Renewal Plan Y~ar
PAGE 2 - PERSONAL CHOICE ACCOUNT ADMINISTRATION AGREEMENT
1) For an increase of services caused by any Plan change or other change
which materially affects the extent of AAI's obligations under this
Agreement; or
2) For services and/or materials requested by Employer or the Committee
which are in addition to those AAI is required to provide by this Agreement.
c. The Service Fee and Administration Fee may be amended at the start of any
Renewal Plan Year upon sixty (60) days pdor written notice by AAI to Employer.
9. Plan Approval.
a. AAI's performance of this agreement is subject to Employer adopting the Cafeteria
Plan contained in the AAI Model Plan Document or adopting a Cafeteria Plan
which has been approved by AAI and which has been attached to this agreement
as Cafeteria Plan Company's Plan Document".
b. In the event that Employer shall adopt a Cafeteria Plan or amendments to its
cafeteria plan which are not first approved by AAI, AAI shall have the dght to
immediately terminate this agreement upon wdtten notice of termination to
Employer or the Committee.
10. Commencement, Duration and Termination of A,qreement.
a. This Agreement shall become effective on the first day of the Initial Plan Year and
shall be automatically renewed from Renewal Plan Year-to-Renewal Plan Year
until terminated, except as fees may be amended by endorsement by AAI or as is
otherwise amended by wdtten agreement of the parties.
b. This Agreement will terminate automatically and without further notice in the event
Employer fails to pay AAI any fees due hereunder within fifteen (15) days after any
fee due date. In addition, this Agreement will terminate on:
1 ) The date agreed to in writing by the parties
2) The last day of the Initial Plan Year or any Renewal Plan Year by either
party giving wdtten notice to the other party not less than thirty (30) days
pdor to the intended date of termination; or
3) As provided by paragraph 12b. of this agreement.
11. 'Services Past Termination. In the event this Agreement is terminated for other than
nonpayment of fees or the adoption of an unapproved Cafeteria Plan and Employer
desires to provide for an ordedy transition without renewing this Agreement, Employer
may arrange with AAI to provide continued services covered by this Agreement for a
pedod not to exceed ninety (90) days beyond the termination date, provided that:
a. AAI agrees in writing with Employer to such continued provision of services for a
fee acceptable to AAI; and
b. AAI's fee for continued services is paid by Employer.
12. Liability, Indemnity and Waiver.
PAGE 3 - PERSONAL CHOICE ACCOUNT ADMINISTRATION AGREEMENT
a. The parties acknowledge that the legal and tax status of the pl~an has been
determined by Employer and the Committee based upon the advi~,e of its own
consultants, if any, and not by AAI.
b. The Employer and the Committee waive all claims against AAI for ~he expense,
prosecution or defense of any legal action by or against the Em )loyer or the
Committee involving any dispute under the Plan.
c. Employer and the Committee shall indemnify and hold AAI, its offic~ rs, agents or
employees, harmless against any and all loss, damage, intere,~ I, costs and
expense, including attorney's fees, occasioned by demands or law~;uits brought
against AAI for its performance of its duties hereunder, except those esulting from
the negligent or wrongful acts or omissions of AAI, its agentS, officers or
employees.
13. General Provisions.
a. Non-Waiver. Failure by either party to enforce any provision of thins Agreement
shall not be a waiver of its right to enforce the provision at any other time.
b. Entire A.qreement. This Agreement cancels, replaces and superseders any and all
previous agreements between the parties regarding the administration of the Plan
and contains the entire understanding of the parties.
c. Modification. This Agreement may be modified only by wdtten agreement of the
parties.
d. Assi,clnment. This agreement may be assigned only upon the written consent of
the parties.
e. Goveminq Law and Venue. The rights and obligations of the parties under this
Agreement shall be govemed by the laws of the State of Oregon. Any action
brought by either party to enforce any provision of this Agreement Shall be filed
and heard in Multnomah County, Oregon.
IN WITNESS WHEREOF, the undersigned parties have executed this Agreement in duplicate.
city of Ashland ASSOCIATED ADMINISTRATORS, INC.
By: By:
Scott D. Haas
Title:
Date: November 21, 2002
Date:
PAGE 4 - PERSONAL CHOICE ACCOUNT ADMINISTRATION AGREEMENT