HomeMy WebLinkAbout1992-058 Amendatory Agrmt - BPA Smart DesignAUTHENTICATED COPY
Department of Energy
Bonneville Power Administration
P.O. Box 3621
Portland, Oregon 97208-3621
PMCE
May 5, 1992
Amendatory Agreement No. 3
Contract No. DE-MS79-88BP92542
Procurement No. 76047
Energy Smart Design Program
(Option 3)
Mr. Brian L. Almquist
City Administrator & General Manager
City of Ashland
20 East Main
Ashland, OR 97520
Dear Mr. Almqulst:
This letter constitutes an Agreement between the Bonneville Power
Administration (Bonneville) and City of Ashland (Utility). In 1988, the
Utilities were offered an ~nergy Smart Design Program Option 3 Agreement
(Optlon 3 Agreement). The Option 3 Agreement described the procedures to be
followed when delivering services qnder Option 3 of the Energy Smart Design
Assistance Program (Program). Bonneville agreed that if the Utility
participated in Option 3 of the Program and made good faith efforts to perform
the tasks outlined in the Option 3 Agreement, the Utility w~ll have met the
requirements set out in Bonnevllle's Model Conservation Standards Surcharge
Policy.
Amendatory Agreement No. 2 provided flnanctal support under this Program and
was offered to regional utilities in February 1991. Bonneville has now
decided to offer incentives for installed Measures under Amendatory Agreement
No. 3 to all eligible regional utilities (section 3 below). This Agreement
supersedes and replaces in its entirety any executed Option 3 Agreement:
Term.
This Agreement shall become effective at 2400 hours on the date the
Utility signs and shall continue in effect until 2400 hours on
September 30, 1993, unless terminated as provided here~n. All obligations
arising from this Agreement shall be preserved until satisfied.
2. Definitions.
(a) "Agreement" means an acquis~tion contract that encompasses one or
more Bonneville-designed Conservation Program(s).
2
(b)
(c)
(d)
(e)
(f)
(g)
"Alternative Servlce Provider (ASP.)" means organizations (other than
electric utillties) under separate contract with Bonneville who w111
assist uttlttles who participate in their contract by offering
portions of the design asslstance when the local utility Is unable to
do so.
"As-Built Building" means the Commercial Building, after construction
has been completed, such that design Heasures will not change~
"Baseilne" means, for new construction, ~he baseltne which shall be
used fQr determining savings and incentive levels which is at a
mtnlmum the 1987 Model Conservation Standards £qulvalent Code (HCS)
or local code where it meets or exceeds the HCS. If the Measure
being recommended is not addressed by the MCS or local code where it
meets or exceeds the MC$, then standard practice shall be used as the
Basellne. For existlng Commercial Buildings, the Baseline may be the
existing conditions if approved by the COTR. In the case of Remodels
where code would obviously apply, the Baseline w111 be the same as
for new construction. The Baseltne upon whlch recommendations are
made to the Building Owner remains as described within the Energy
Smart Design.Technlcal Requirements.
"Budget Year" means the i2-month period commenclng on October 1 and
endlng the following September 30.
"Building Owner" means the individual who makes the final
energy-related decisions and financial commltments for a Commercial
Building.
"Commercial Building" means any structure used for commercial
occupancy. It cannot be a residence unless it is a multifamtly
dwelling at least four levels above grade. Non-residential common
areas of multi-family dwellings with separate electrlcal meters,
regardless of levels above grade, are eligible. Included in this
definition is any occupied portion of a building which is separated
by partition walls and has discrete control of its heating,
ventilating, or cooling system and/or lighting system. Included in
this definition are office buildings, wholesale and retail outlets,
hotels and motels, large multifamily dwellings, restaurants, schools,
hospitals, government buildings, and small businesses. Also included
in this definition are heating, ventilating, and air conditioning
(HVAC), lighting, and building envelope Measures for buildings which
contain manufacturing or industrial processes, or agricultural
businesses. Buildings eligible for Energy Smart Design include any
structure, or portion thereof, as described above to which the
Utility chooses to offer the Program services under Exhibits B and C.
(h) "Technical and Design Assistance" means all services described in
Exhibit B, section 6.
(~)
"Design Team" means the architect, engineer, or other 'Individuals who
are part of the team htred by the Commercial Butldtng Owner or
developer to design a Commerclal Building.
"Firm Requirements Customer" means any utility which places ftrm
loads upon Bonneville during the current year (the year In which
funds w111 be applied.)
(k)
"Heasure Cost" means the "incremental cost" between standard and
efflclent equipment tn new buildings or remodels. The Heasure Cost
may be the "total cost" ~f there is no p]anned remodel or equlpment
replacement or If the Heasure Is a distinct, add-on component or
subsystem,-such as an economizer section or heat recovery system.
(1) "Performance Perlod" means the deflned effective period for the
Program under thls Agreement.
(m)
"Prescriptive Approach Building" means those Commercial Buildlngs
depicted on Figure 1 of the Technlcal Requirements (Exhibit C) as
'"PRESCRIPTIVE".
(n)
(o)
"Remodel" means (1) changes to a Commercial Bulldlng which result In
an increase in load to the Ut111ty; or (2) an occupancy change In
conjunction with equipment changes tn the Commercial Building; or (3)
the Commerclal Butldtng energy system(s) are to be changed in the
absence of the Program.
"Retrofit" means a replacement of existtng equipment in response to
Program recommendations that results in kHh savings.
(p)
"Service Provider" means the tndtvldual or organlzatlon who provides
assistance to Prescrtptlve Approach Buildings, performs the actual
bln or hourly simulation modeling or performs any optional services
(generally the Utillty, Bonneville staff, ASP, or the Commercial
Building Design Team).
(q)
"Technical Requirements" means the requirements which must be
followed when providing site based analysis for the Energy Smart
Destgn Program. These are referenced in Exhlblt C.
Utility Eligibility.
This Agreement is available to only those utilities within the Pacific
Northwest who are Firm Requlrements Customers of Bonneville.
Exhibits.
Exhibit A (General Conservation Contract Provisions), Exhtbtt B (Program
Procedures), and Exhtbit C (Referenced Documents) are hereby attached and
made a part of this Agreement.
Offer of Aareement.
Upon signature by Bonneville, thls Agreement shall be offered to the
Uttllty for execution. This offer to the Utlltty shall remain open
through September 30, 1993. If this Agreement ts not executed withtn the
specified time period, the offer of this Agreement shall exptre and
Bonneville shall have no further obligations under this proposed Agreement.
Entire Aareement.
Thts Agreement sets forth the entlre agreement of the parties as of the
Effective Date of this Agreement, The rlghts and obligations of the
parties hereunder shall be subject to and governed by this Agreement.
7. Interpretation.
(al
The provisions in Exhibit A are incorporated by r~ference into this
Agreement. In the event of a conflict, Exhibit A is subordinate to
all other parts of this Agreement.
(bi
Except as provided in section lB of Exhibit A, nothing contained in
this Agreement shall, in any manner, be construed to abridge, limit,
or deprive any party hereto of any remedy, either at law or in
equity, for the breach of any of the provisions of this Agreement.
The provisions in Exhibit C are incorporated by reference into this
Agreement.
Termination.
In addition to the termination provisions of Exhibit A, the following
provisions apply under this Agreement:
(al
The Utility may, for its convenience, terminate this Agreement by
giving Bonneville 30 days' written notice of such termination. In
the event of such notice, the Utility shall cease all new activities
related to the Program in this Agreement. All obligations prior to
such notice shall be satisfied.
(bi Bonneville may, for its convenience, terminate this Agreement
pursuant to section 8(al of Exhibit A.
9. Amendment of Aqreement.
(al
Except as provided in sections 27(b)(7) and 27(b)(8) of Exhibit A,
the provisions of this Agreement may be amended only by agreement of
the parties.
(b)
Exhibit B and documents incorporated in Exhibit C may be changed only
to incorporate new or updated information which does not affec-t the
requirements of this Agreement. Any such changes shall be issued by
Bonneville after reasonable consultation with the Utility and shall
be incorporated in this Agreement.
10. Aooltcatlon Procedure.
(al
Concurrent with an originally signed copy of this Agreement, the
Utility shall submit a draft operating plan, pursuant to section 1 of
Exhibit B, and designate a Utility point of contact for this
Agreement to Bonneville. This requirement will be considered
fulfilled if the Utility. offers services already described in an
operating plan submitted to and approved by Bonneville. The
operating plan must be received and approved prior to Budget approval
by Bonneville.
(b)
If the Utility wlll be provJding design assistance services using the
Prescriptive Path Manual, the Utility shall submit an addendum to its
operating plan to Bonneville to describe how those services will be
provided under this Agreement.
(c)
The Utility shall submit a final operating plan or addendum to its
final operating plan to Bonneville within 30 days after receipt of
Bonneville's comment on the draft operating plan or addendum.
ll. Utllitv Duties.
(al
The Utility shall comply with the objectives and terms of this
Agreement by operating the Program according to the procedures
identified in the Exhibits.
(b)
The Utility shall comply with (1) the terms and conditions of any
permit and/or license for the Program issued by any Federal, State or
local governmental agency or body having jurisdiction; and (2) any
Federal, State or local regulation applicable to the Program. All
materials or equipment removed pursuant to the Program shall be
disposed of in accordance with applicable Federal, State and local
regulations.
(c) The Utility sh~ll comply with the commercial sector environmental
requirements established for Bonneville programs.
12. Budoet Provisions.
(al
The initial budget period shall be from the date the Utility signs
this Agreement through the earlier of September 30, 1992, or the date
this Agreement is superseded by the signing of the Long-Term Program
Agreement.
(b)
The Utility shall submit a budget worksheet (Exhibit C, Item 6) no
later than 30 days after the date the Utility signs this Agreement.
The Utility may request the full base administrative allowance for
each year. A partial year shall be pro-rated based on the number of
remaining quarters, less any base administrative allowance previously
paid in the Budget Year. The other budget category estimates shall
6
reflect the actual numbers est'tmated to occur from the date the-
Agreement is slgned through the end of the Budget Year. A second
budget worksheet for the period beginning October 1, 1992, through
September 30, 1993, may be completed in conJunctlon with the tnttial
budget worksheet and submitted concurrently.
(c)
Bonneville will review the Util~ty's budget request (Exhibit C,
Item 6) following approval of the operating plan (Exhibit B,
sectlon 1). Bonnevllle will notify the Utlltty of the amount
approved within 30 days following that review.
(d)
Payment of
Bonneville
services.
incentives cannot be made unless budgets are approved by
and the approved Uttllty operatlng plan describes these
(e)
At any time during a Budget Year, the Utility or Bonneville may
request to increase or decrease the Uttllty's approved budget for
such Budget Year.
13. Payment.
Payment is made upon certification of a proper invoice by the COTR. Under
cost-reimbursement contracts payment is certified at the time that a
reimbursement is approved. Adjustments for prtor billing errors can be
made on subsequent payments by the Utility or Bonneville up to the earller
of 3 years from the end of a budget period or upon an audlt. After this
period, payments are final except for fraud.
(a)
Type of Payment.
The method of payment available to the Utility is limited to the
Cost-Reimbursement method set forth in sectton 9 of Exhibit B.
(b)
Payment Freouencv.
Bonneville will pay the Utility, no more frequently than monthly but
no less than annually, the amount shown on the DOE Form 6200.9 within
30 calendar days after Bonnevllle's Receipt and Acceptance of such
invoice, In accordance with sectlon 9 of Exhibtt B.
(c)
StnQle Audit.
If the Utility is required to have a Single Audit as identified In
the Audtt provisions in Exhibit A, Bonneville will, with appropriate
prior approval, reimburse the Utility for the additional cost
Involved. (Approval for reimbursement shall be obtained prior to the
start of the Single Audit by contacting the COTR as applicable.)
(d>
Duplicate Payments.
Bonneville w111 not pay for any portion of a Measure or service under
this Agreement which has been or will be paid for under any other
agreement or financial assistance instrument.
14. Oualltv Assurance.
(a)
If the Utillty ts In compliance with this Agreement, the Utility will
meet the requirements set out tn Bonnevtlle's Model Conservation
Standards Surcharge Policy.
(b)
Quality Assurance of the acttvltles conducted under this Agreement ts
essential to the long-term success of the Program. Periodic on-site
reviews may be conducted by Bonneville or tis designee to assess
Program implementation and make recommendations for improvements.
Such reviews may include a revlew tn the office of recordkeeptng and
implementation procedures, as well as fteld'Inspecttons of work
completed under this Agreement.
(c)
If the Utility ts judged to not be tn compliance with the
requlrements of the Agreement or one of tis Exhibits, Bonneville and
the Utility may jotntly develop a qualtty improvement plan designed
to improve the quality of the work performed. Such a plan may
Include taking remedial steps to correct the identified deficiencies.
(d)
If the Utlltty ts found to be consistently out of compllance for a
15-month perlod, Bonneville may, at tis optlon, seek repayment for
work performed under this Agreement that ts not tn compliance with
the requlrements of the Agreement, disapprove invoices and/or suspend
all or a part of the Agreement as provided for under section 7(a) of
Exhtbtt A.
15. Prooram Records.
The Utility shall maintain records in accordance with the provisions
contained in section l0 of Exhibit B of this Agreement.
16. Prooram Reoorts.
(a)
Reports.
The Utility shall.submit to Bonneville reports in accordance with the
provisions contained in Section ll of Exhibit B of this Agreement.
(b)
Close Out.
The final report for each Budget Year shall be submitted in
accordance with the Budget Year end close-out procedures provided by
Bonneville.
17.
Notices and Other Communications.
The Contracting Officer's Technical Representative (COTR) identified below
is the Bonneville point of contact for this Agreement. Written
communication between the parties shall be delivered in person or mailed
to the address and to the attention of the person specified:
8
18.
19.
If to Bonneville:
Bonneville Power Adminlstratlon
Eugene District Offlce
Federal Building, Rm. 206
211 East 7th Avenue
Eugene, OR 97401
ATTN: Ray A. Hlley - LG
Contracting Officer's
Technical Representative
Phone: (503) 465-6955
Bonneville may change or supplement such address or speclfled person by
giving the Utility written notlce of such change.
Dispute R~solution and Arbitration.
Dlsputes regarding this Agreement shall
contalned in section 18 of Exhibit A.
be resolved under the provisions
Severabilitv.
If any provision of this Agreement is finally adjudicated by a court of
competent jurisdiction to be invalid or unenforceable, it is the parties'
intent that the remainder of this Agreement, to the extent practicable,
continue in full force and effect as though such provision or any part
thereof so adjudicated had not been included therein.
20. Signature Clause.
Each party hereto represents that it has the authority to execute this
Agreement and that it has b?en duly authorized to enter into this
Agreement.
If these provisions are acceptable, please sign both copies of this Agreement
and return one copy to Bonneville. The remaining copy is for your files.
Please also provide an originally signed copy of the resolution or the board
or city council meeting minutes authorizing execution of this Agreement.
SUE F. HICKEY
Assistant Administrator
for Energy Resources
Sincerely,
Assistant Administrat~r
-for Energy Resources
Name Sue F. Hickey
(Print/Type)
ACCEPTED:
CITY OF ASHLAND
Name /~/'~mf~ ~ ~'~'~-~
(Print/Type)
Title /~/~r
Date .~-~z~- ~L~
_. . /s/ CATHERINE M. GOLDEN
Mayor
May 20, 1992
ATTES~
Name ~J~
(Print/Type)
Date ~---~-?~.
/s/ NAN E. FRANKLIN
City Recorder
May 20, 1992
(VSlO-PMCE-+l193/+396)